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From:
Stewart Dldfield
Sent:
7/6/2017 3:17:33 PM
To:
Todd Stevens
BCC:
Subject:
Epstein/Southern Financial reboot
• Daniel•E Kaiser
Jeffrey's new trader will be available to meet with us after July 14th, when he wraps up his current job (I think he's
coming from JPM or GS, but don't know that for sure). He will have POA over JE's trading accounts and it sounds as if he
plans to trade in good size and frequency. I expect he will trade for other clients over time as well.
We've all agreed to use this as an opportunity to reboot our relationship and explore how we can do more business
together. We know they are interested in flow equity and debt, preferreds and new issue across the spectrum. We
should also be prepared to discuss what it would take for us to entertain opening a new OTC relationship.
As a reminder, JE keeps over $100mm of deposits with us and does advisory work with Leon Black's family office. So I'd
like to approach this as enthusiastically as we can.
Please let me know your availability July 17-19 and 24-27. We can meet at the DB offices or across the street with Rich
Kahn.
Thanks
Stewart Oldfield, CFA, CAIA
Director
Deutsche Bark Trust Company Americas
Deutsche Bank Wealth Management
345
r A
New York. NY 10154
Tel.
Mobile
Email
Securities offered through Deutsche Bank Securities Inc.
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0077989
CONFIDENTIAL
SDNY_GM_00224173
EFTA01379969
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Frieze Masters
The e year in London, Frieze Masters is a pre-2000 works fair, situated 10 minute walk across Regent's Park
from Frieze London. We are delighted to announce that this year we will have a small light refreshments
Lounge at Frieze Masters which clients can access for the duration of the fair. The Lounge at Masters will
have its own private entrance and can be accessed from 10am on Preview Day and for the duration of the
fair. The focus of the DB hospitality program will still be the main Deutsche Bank Wealth Management
Lounge in Frieze London, but this is great addition to our client offering in 2017.
VIP Preview Day - Wednesday, October 4 (times TBC)
On Preview Day, the fair is open exclusively to Deutsche Bank Wealth Management and its clients, Frieze
VIPs and members of the press. Preview Day is sought after as the majority of buying takes place on this day.
Guests will have access to hospitality in the Deutsche Bank Wealth Management Lounge along with opportunities
to take guided tours and meet Deutsche Bank art curators. Clients who are invited on Preview Day will receive VIP
benefits, which include invitations to Frieze private events in London and multiple entry into the fair for its duration.
Our VIP lounge opens at 10:00am, 1 hour prior to the fair opening at 11:00am.
Ticket Levels
VIP Dinner + 11am VIP Preview - Tuesday, October 3 & Wednesday, October 4
•
Dinner to be hosted in the Frieze London Lounge on Tuesday, October 3.
•
Includes access to the Frieze London & Frieze Masters from 11:00am on October 4 and for the entire duration
of the Fair, as well as access to the Lounge from 10:00am every day.
•
The costs associated with this ticket type are: Dinner and 11am Preview - €563
•
Parent ID: (Compliance Pre-Approval Number) Parent ID: 198086
11:00am: Preview Day - Wednesday, October 4
•
Includes access to the Frieze London & Frieze Masters from 11:00am on October 4 and for the entire duration
of the Fair, as well as access to the Lounge from 10:00am every day.
•
The costs associated with this ticket type are: 11am Preview — €306
•
Parent ID: (Compliance Pre-Approval Number) - Parent ID: 198175
2:00pm: Preview Day - Wednesday, October 4
•
Includes access from 2pm
•
Access for the entire duration of the Fair
•
Access to the DBWM Lounges at both Frieze London & Frieze Masters
•
The costs associated with this ticket type are: 2pm Preview — €306
•
Parent ID: (Compliance Pre-Approval Number) Parent ID: 198179
Thursday, October 5 - Sunday, October 8 (excludes Preview Day)
•
Access to the Deutsche Bank Wealth Management Lounge at Frieze London & Frieze Masters
•
VIP Hour from 11am until midday before the fair opens to the public at midday
•
The costs associated with this ticket type are: Fair day invite — €200
•
Parent ID: (Compliance Pre-Approval Number) Parent ID: 198180
Please complete the attached template with your requests and send back to Sarah. Invitations should be available in the
within the next week. In the meantime, please also secure compliance direct approval — details below.
Compliance
It is your responsibility to gain compliance approval prior to inviting Clients. Once you have approval, please let Sarah